Chief Compliance Officer
About the Company
Leading insurance company
Industry
Insurance
Type
Public Company
Founded
1959
Employees
1001-5000
Categories
Specialties
Business Classifications
About the Role
The Company is seeking a Chief Compliance Officer to oversee all compliance aspects of the business, including those related to a registered broker dealer. The successful candidate will be responsible for establishing and maintaining an enterprise-wide compliance vision, driving data-informed decision-making, and ensuring the highest standards of regulatory excellence. This role involves leading a team of compliance professionals, interacting with personnel at all levels, and engaging with outside attorneys and regulators. Key duties include developing and maintaining compliance programs, conducting regular reviews, and providing comprehensive CCO/AMLCO services. The Chief Compliance Officer will also be involved in managing agent monitoring, anti-fraud, and various regulatory compliance areas, as well as leading special projects and fostering a culture of compliance and accountability. Applicants for the Chief Compliance Officer position at the company should have a law degree from a nationally accredited law school, a minimum of 10 years of legal and/or compliance experience in the financial services industry, and relevant FINRA licenses. Strong knowledge of insurance company operations and distribution is preferred. The role requires a candidate with strong legal and compliance skills, attention to detail, and excellent management and leadership abilities. The ideal candidate will have a proven track record of influencing and persuading, the ability to work in a dynamic environment, and a commitment to fostering a culture of compliance and ethical standards. Proficiency in Microsoft Office applications, strong research skills, and the ability to maintain effective working relationships are essential.
Hiring Manager Title
SVP, Chief of Government, Regulatory and Compliance Affairs
Travel Percent
20%
Functions
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